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The myth of the Tragedy of the Commons
#1
The Myth of the Tragedy of the Commons

by Ian Angus


Will shared resources always be misused and overused? Is community ownership of land, forests and fisheries a guaranteed road to ecological disaster? Is privatization the only way to protect the environment and end Third World poverty? Most economists and development planners will answer "yes" — and for proof they will point to the most influential article ever written on those important questions.
Since its publication in Science in December 1968,
"The Tragedy of the Commons" has been anthologized in at least 111 books, making it one of the most-reprinted articles ever to appear in any scientific journal. It is also one of the most-quoted: a recent Google search found "about 302,000" results for the phrase "tragedy of the commons." For 40 years it has been, in the words of a World Bank Discussion Paper, "
the dominant paradigm within which social scientists assess natural resource issues." (Bromley and Cernea 1989: 6) It has been used time and again to justify stealing indigenous peoples’ lands, privatizing health care and other social services, giving corporations ‘tradable permits’ to pollute the air and water, and much more. Noted anthropologist Dr. G.N. Appell (1995) writes that the article "
has been embraced as a sacred text by scholars and professionals in the practice of designing futures for others and imposing their own economic and environmental rationality on other social systems of which they have incomplete understanding and knowledge." Like most sacred texts, "The Tragedy of the Commons" is more often cited than read. As we will see, although its title sounds authoritative and scientific, it fell far short of science.
Garrett Hardin hatches a myth
The author of "The Tragedy of the Commons" was Garrett Hardin, a University of California professor who until then was best-known as the author of a biology textbook that argued for "control of breeding" of "genetically defective" people. (Hardin 1966: 707) In his 1968 essay he argued that communities that share resources inevitably pave the way for their own destruction; instead of wealth for all, there is wealth for none.
He based his argument on a story about the commons in rural England.
(The term "commons" was used in England to refer to the shared pastures, fields, forests, irrigation systems and other resources that were found in many rural areas until well into the 1800s. Similar communal farming arrangements existed in most of Europe, and they still exist today in various forms around the world, particularly in indigenous communities.)
"Picture a pasture open to all," Hardin wrote. A herdsmen who wants to expand his personal herd will calculate that the cost of additional grazing (reduced food for all animals, rapid soil depletion) will be divided among all, but he alone will get the benefit of having more cattle to sell.
Inevitably, "the rational herdsman concludes that the only sensible course for him to pursue is to add another animal to his herd." But every "rational herdsman" will do the same thing, so the commons is soon overstocked and overgrazed to the point where it supports no animals at all.
Hardin used the word "tragedy" as Aristotle did, to refer to a dramatic outcome that is the inevitable but unplanned result of a character’s actions. He called the destruction of the commons through overuse a tragedy not because it is sad, but because it is the inevitable result of shared use of the pasture. "Freedom in a commons brings ruin to all."
Where’s the evidence?
Given the subsequent influence of Hardin’s essay, it’s shocking to realize that he provided no evidence at all to support his sweeping conclusions. He claimed that the "tragedy" was inevitable — but he didn’t show that it had happened even once.
Hardin simply ignored what actually happens in a real commons: self-regulation by the communities involved. One such process was described years earlier in Friedrich Engels’ account of the "mark," the form taken by commons-based communities in parts of pre-capitalist Germany:
"[T]he use of arable and meadowlands was under the supervision and direction of the community …
"Just as the share of each member in so much of the mark as was distributed was of equal size, so was his share also in the use of the ‘common mark.’ The nature of this use was determined by the members of the community as a whole. …
"At fixed times and, if necessary, more frequently, they met in the open air to discuss the affairs of the mark and to sit in judgment upon breaches of regulations and disputes concerning the mark." (Engels 1892)
Historians and other scholars have broadly confirmed Engels’ description of communal management of shared resources. A summary of recent research concludes:
"[W]hat existed in fact was not a ‘tragedy of the commons’ but rather a triumph: that for hundreds of years — and perhaps thousands, although written records do not exist to prove the longer era — land was managed successfully by communities." (Cox 1985: 60)
Part of that self-regulation process was known in England as "stinting" — establishing limits for the number of cows, pigs, sheep and other livestock that each commoner could graze on the common pasture. Such "stints" protected the land from overuse (a concept that experienced farmers understood long before Hardin arrived) and allowed the community to allocate resources according to its own concepts of fairness.
The only significant cases of overstocking found by the leading modern expert on the English commons involved wealthy landowners who deliberately put too many animals onto the pasture in order to weaken their much poorer neighbours’ position in disputes over the enclosure (privatization) of common lands. (Neeson 1993: 156)
Hardin assumed that peasant farmers are unable to change their behaviour in the face of certain disaster. But in the real world, small farmers, fishers and others have created their own institutions and rules for preserving resources and ensuring that the commons community survived through good years and bad.
Why does the herder want more?
Hardin’s argument started with the unproven assertion that herdsmen always want to expand their herds: "It is to be expected that each herdsman will try to keep as many cattle as possible on the commons. … As a rational being, each herdsman seeks to maximize his gain."
In short, Hardin’s conclusion was predetermined by his assumptions. "It is to be expected" that each herdsman will try to maximize the size of his herd — and each one does exactly that. It’s a circular argument that proves nothing.
Hardin assumed that human nature is selfish and unchanging, and that society is just an assemblage of self-interested individuals who don’t care about the impact of their actions on the community. The same idea, explicitly or implicitly, is a fundamental component of mainstream (i.e., pro-capitalist) economic theory.
All the evidence (not to mention common sense) shows that this is absurd: people are social beings, and society is much more than the arithmetic sum of its members. Even capitalist society, which rewards the most anti-social behaviour, has not crushed human cooperation and solidarity. The very fact that for centuries "rational herdsmen" did not overgraze the commons disproves Hardin’s most fundamental assumptions — but that hasn’t stopped him or his disciples from erecting policy castles on foundations of sand.
Even if the herdsman wanted to behave as Hardin described, he couldn’t do so unless certain conditions existed.
There would have to be a market for the cattle, and he would have to be focused on producing for that market, not for local consumption. He would have to have enough capital to buy the additional cattle and the fodder they would need in winter. He would have to be able to hire workers to care for the larger herd, build bigger barns, etc. And his desire for profit would have to outweigh his interest in the long-term survival of his community.
In short, Hardin didn’t describe the behaviour of herdsmen in pre-capitalist farming communities — he described the behaviour of capitalists operating in a capitalist economy. The universal human nature that he claimed would always destroy common resources is actually the profit-driven "grow or die" behaviour of corporations.
Will private ownership do better?
That leads us to another fatal flaw in Hardin’s argument: in addition to providing no evidence that maintaining the commons will inevitably destroy the environment, he offered no justification for his opinion that privatization would save it. Once again he simply presented his own prejudices as fact:
"We must admit that our legal system of private property plus inheritance is unjust — but we put up with it because we are not convinced, at the moment, that anyone has invented a better system. The alternative of the commons is too horrifying to contemplate. Injustice is preferable to total ruin."
The implication is that private owners will do a better job of caring for the environment because they want to preserve the value of their assets. In reality, scholars and activists have documented scores of cases in which the division and privatization of communally managed lands had disastrous results. Privatizing the commons has repeatedly led to deforestation, soil erosion and depletion, overuse of fertilizers and pesticides, and the ruin of ecosystems.
As Karl Marx wrote, nature requires long cycles of birth, development and regeneration, but capitalism requires short-term returns.
"[T]he entire spirit of capitalist production, which is oriented towards the most immediate monetary profits, stands in contradiction to agriculture, which has to concern itself with the whole gamut of permanent conditions of life required by the chain of human generations. A striking illustration of this is furnished by the forests, which are only rarely managed in a way more or less corresponding to the interests of society as a whole…" (Marx 1998: 611n)
Contrary to Hardin’s claims, a community that shares fields and forests has a strong incentive to protect them to the best of its ability, even if that means not maximizing current production, because those resources will be essential to the community’s survival for centuries to come. Capitalist owners have the opposite incentive, because they will not survive in business if they don’t maximize short-term profit. If ethanol promises bigger and faster profits than centuries-old rain forests, the trees will fall.
This focus on short-term gain has reached a point of appalling absurdity in recent best-selling books by Bjorn Lomborg, William Nordhaus and others, who argue that it is irrational to spend money to stop greenhouse gas emissions today, because the payoff is too far in the future. Other investments, they say, will produce much better returns, more quickly.
Community management isn’t an infallible way of protecting shared resources: some communities have mismanaged common resources, and some commons may have been overused to extinction. But no commons-based community has capitalism’s built-in drive to put current profits ahead of the well-being of future generations.
A politically useful myth
The truly appalling thing about "The Tragedy of the Commons" is not its lack of evidence or logic — badly researched and argued articles are not unknown in academic journals. What’s shocking is the fact that this piece of reactionary nonsense has been hailed as a brilliant analysis of the causes of human suffering and environmental destruction, and adopted as a basis for social policy by supposed experts ranging from economists and environmentalists to governments and United Nations agencies.
Despite being refuted again and again, it is still used today to support private ownership and uncontrolled markets as sure-fire roads to economic growth.
The success of Hardin’s argument reflects its usefulness as a pseudo-scientific explanation of global poverty and inequality, an explanation that doesn’t question the dominant social and political order. It confirms the prejudices of those in power: logical and factual errors are nothing compared to the very attractive (to the rich) claim that the poor are responsible for their own poverty. The fact that Hardin’s argument also blames the poor for ecological destruction is a bonus.
Hardin’s essay has been widely used as an ideological response to anti-imperialist movements in the Third World and discontent among indigenous and other oppressed peoples everywhere in the world.
"Hardin's fable was taken up by the gathering forces of neo-liberal reaction in the 1970s, and his essay became the ‘scientific’ foundation of World Bank and IMF policies, viz. enclosure of commons and privatization of public property. … The message is clear: we must never treat the earth as a ‘common treasury.’ We must be ruthless and greedy or else we will perish." (Boal 2007)
In Canada, conservative lobbyists use arguments derived from Hardin’s political tract to explain away poverty on First Nations’ reserves, and to argue for further dismantling of indigenous communities. A study published by the influential Fraser Institute urges privatization of reserve land:
"[T]hese large amounts of land, with their attendant natural resources, will never yield their maximum benefit to Canada’s native people as long as they are held as collective property subject to political management. … collective property is the path of poverty, and private property is the path of prosperity." (Fraser 2002: 16-17)
This isn’t just right-wing posturing. Canada’s federal government, which has refused to sign the United Nations Declaration on the Rights of Indigenous Peoples, announced in 2007 that it will "develop approaches to support the development of individual property ownership on reserve," and created a $300 million fund to do just that.
In Hardin’s world, poverty has nothing to do with centuries of racism, colonialism and exploitation: poverty is inevitable and natural in all times and places, the product of immutable human nature. The poor bring it on themselves by having too many babies and clinging to self-destructive collectivism.
The tragedy of the commons is a useful political myth — a scientific-sounding way of saying that there is no alternative to the dominant world order.
Stripped of excess verbiage, Hardin’s essay asserted, without proof, that human beings are helpless prisoners of biology and the market. Unless restrained, we will inevitably destroy our communities and environment for a few extra pennies of profit. There is nothing we can do can to make the world better or more just.
In 1844 Friedrich Engels described a similar argument as a "repulsive blasphemy against man and nature." Those words apply with full force to the myth of the tragedy of the commons.


Ian Angus
is editor of Climate and Capitalism www.climateandcapitalism.com and an associate editor of Socialist Voice www.socialistvoice.ca

Works Cited
Appell, G. N. 1993. "Hardin's Myth of the Commons: The Tragedy of Conceptual Confusions." http://tinyurl.com/5knwou
Boal, Iain. 2007.
"Interview: Specters of Malthus: Scarcity, Poverty, Apocalypse." Counterpunch, September 11, 2007. http://tinyurl.com/5vepm5 Bromley, Daniel W. and Cernea Michael M. 1989. "The Management of Common Property Natural Resources: Some Conceptual and Operational Fallacies." World Bank Discussion Paper. http://tinyurl.com/5853qn
Cox, Susan Jane Buck. 1985, "No Tragedy on the Commons."
Environmental Ethics 7. http://tinyurl.com/5bys8h Engels, Friedrich.
1892. "The Mark." http://tinyurl.com/6e58e7 Engels, Friedrich. 1844.
Outlines of a Critique of Political Economy. http://tinyurl.com/5p24t5 Fraser Institute. 2002. Individual Property Rights on Canadian Indian Reserves. http://tinyurl.com/5pjfjj
Hardin, Garrett. 1966. Biology: Its Principles and Implications. Second edition. San Francisco. W.H. Freeman & Co.
Hardin, Garrett. 1968. "The Tragedy of the Commons." http://tinyurl.com/o827
Marx, Karl. [1867] 1998. Marx Engels Collected Works Vol. 37 (Capital, Vol. 3). New York: International Publishers
Neeson, J.M. 1993. Commoners: Common Right, Enclosure and Social Change in England, 1700-1820. Cambridge University Press.
http://www.globalresearch.ca/index.php?c...a&aid=9916

Hardin's original 'Tragedy of the Commons' here:
http://www.sciencemag.org/cgi/content/fu.../3859/1243
"The philosophers have only interpreted the world, in various ways. The point, however, is to change it." Karl Marx

"He would, wouldn't he?" Mandy Rice-Davies. When asked in court whether she knew that Lord Astor had denied having sex with her.

“I think it would be a good idea” Ghandi, when asked about Western Civilisation.
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#2
Hi Magda....

As I was trying to understand property rights and profit I came across Hardin's work... and thru you explored Ostrom and others.

I then went back to Plato and Aristotle to see just how issues of ownership and ruling were addressed and find that economics leading to wealth was as strong a factor then as now.

After reading Ian's piece and re-reading Hardin I conclude that Ian here missed the boat and is taking the presentation entirely too literally and in only the smallest of chunks... he appears to have dismissed MOST of the essay.

He apparently fails to realize that among the herdsmen are those who live their lives via "Unenlightened self-interest"... (the SPONSORS in the Drago/Evica model - you KNEW I would get back to JFK with this right? )

In contrast to enlightened self-interest is simple greed or the concept of "unenlightened self-interest," in which it is argued that when most or all persons act according to their own myopic selfishness, that the group suffers loss as a result of conflict, decreased efficiency and productivity because of lack of cooperation, and the increased expense each individual pays for the protection of their own interests. If a typical individual in such a group is selected at random, it is not likely that this person will profit from such a group ethic.

Some individuals might profit, in a material sense, from a philosophy of greed, but it is believed by proponents of enlightened self-interest that these individuals constitute a small minority and that the large majority of persons can expect to experience a net personal loss from a philosophy of simple unenlightened selfishness.

It has never been the lack of ability for humans to work together for a greater good... it has invariably been the unification of a small group within the whole who band together in order to create a NEW entity which acts as the greedy herdsman and embarks on a course of spoiling the "meadow" by adding cow after cow until the value of ALL the cows has fallen, production of the smaller, individual herdsman is not enough to satisfy his individual need and there is no more space for adding more cows. This "cabal" then goes about buying all the cows at a depressed price until they own all the cows and the other herdsmen are forced into either buying their supplies from this new entity which owns all the production, or securing a different way - outside the system - to address his needs.

It's as if Ian here has completely forgotten about the nature of humans and the general selfishness we exhibit in our daily decisions.

Ian asks... "Why does the herder want more"? and then proceeds to make an argument with only FAITH IN HUMANS as the evidence.
That entire "answer" to the question sets to remove any and all real world situations from his rebuttal and then he clims that Capitalist Society has not crush human cooperation and solidarity. He states the FACT that we have not "overgrazed the commons" disproves Hardin. (the number of "commons" which have been overgrazed is staggering... we are not talking meadows here anymore)

He then speaks of "conditions" like a free market system:

In short, Hardin didn't describe the behaviour of herdsmen in pre-capitalist farming communities, he described the behaviour of capitalists operating in a capitalist economy. The universal human nature that he claimed would always destroy common resources is actually the profit-driven "grow or die" behaviour of corporations.

Magda, what planet does this man live on? Unless there is a demand or need for excess production, what motivates the herdsman to add more cows?

The very POINT of Hardin's work is that pre-resource scarcity there is no Tragedy of the Commons.... (it exists yet has not been realized or planned for)
If there is no market for his animal - there is no motivation to expand (other than production in preparation for scarce times which indeed would be communal and cooperative - and GREED/Unenlighted self-interest) which Ian here seems to fail to understand IS the conditioned state of most humans on the planet.

Hardin quotes Situation Ethics by J Fletcher: the morality of an act is a function of the STATE OF THE SYSTEM at the time it is performed

Ian completely forgets this point with is lynch-pin to the discussion. Manifest Destiny made it possible for common folk to override the American Indian without moral consequence.. the State of the System at the time put cooperation with the indigenous at the bottom of the pile... and individual decision (which we know worked well for those that choose to live WITH the Indian, not exterminate them) until the bigger group on the block came along adn made that decision FOR the individual.

Another think Ian seems to neglect is the factor of TIME.

The only listing of "SCARCITY" is in reference to a Malthusian source. (and I do not agree with Hardin on his dismissal of Bentham's goal of "the greatest good for the greatest number" being impossible... he speaks of it in relation to "maximizing population" - which is not what it meant imo.

I get the impression that Ian read the first few paragraphs of Hardin's essay and stopped.... the message appears to me as: IF we do not recognize that the solutions to some problems are CHANGES IN HUMAN NATURE on a global basis and the removal of PROFIT-DRIVEN economies, it will be too late for the majority to survive.

As populations grow scarcity increases.. the basis of the work still remains Population growth control - agreed-upon and implemented on a human species scale... which Ian in turn seems not to understand or agree with for some reason.
A band of 500 Indians on the plains of Montana without anyone else for 1000 miles will not have a Tragedy of Commons problem whcih cnanot be worked out among themselves...

Put the same 500 on 1 square mile with 7 other tribes surrounding them also in 1 mile borders... with a 1 mile square COMMON area in the middle...
and then let's talk about there not being a COMMONS problem that can be solved thru technology... first a higher yield crop could be invented which could support even MORE people...
Without the agreed upon "coersion" as Hardin puts it, in the long run ruin is most likely.

Elinor states: "Well, I don't see the human as hopeless". and then goes on to offer SMALL TOWN / LIMITED POPULATION with LIMITED INTERFERENCE analogies ??

She also says: "Alot of communities have figured out subtle ways of making everyone contribute" Sounds like Hardin's coersion of conscience for the greater good...

He writes: "Responsibility... is an attempt to get something for nothing"

So where are you on this?

DJ
Once in a while you get shown the light
in the strangest of places if you look at it right.....
R. Hunter
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